Other 10-K Sections
Item 15 Exhibits
Exhibit Number
Exhibit Description
Filed Herewith
Incorporated by Reference - Form
Incorporated by Reference - Period Ending
Incorporated by Reference - Exhibit
Incorporated by Reference - Filing Date
1
3.1
Amended and Restated Articles of Incorporation of Microsoft Corporation
8-K
3.1
12/1/16
2
3.2
Bylaws of Microsoft Corporation
8-K
3.2
6/14/17
3
4.1
Indenture, dated as of May 18, 2009, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee (“Base Indenture”)
S-3ASR
4.1
10/29/15
4
4.2
Form of First Supplemental Indenture for 2.95% Notes due 2014, 4.20% Notes due 2019, and 5.20% Notes due 2039, dated as of May 18, 2009, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee, to the Base Indenture
8-K
4.2
5/15/09
5
4.5
Form of Second Supplemental Indenture for 0.875% Notes due 2013, 1.625% Notes due 2015, 3.00% Notes due 2020, and 4.50% Notes due 2040, dated as of September 27, 2010, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee, to the Indenture, dated as of May 18, 2009, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee
8-K
4.2
9/27/10
6
4.6
Third Supplemental Indenture for 2.500% Notes due 2016, 4.000% Notes due 2021, and 5.300% Notes due 2041, dated as of February 8, 2011, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee, to the Indenture, dated as of May 18, 2009, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee
8-K
4.2
2/8/11
7
4.7
Fourth Supplemental Indenture for 0.875% Notes due 2017, 2.125% Notes due 2022, and 3.500% Notes due 2042, dated as of November 7, 2012, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee, to the Indenture, dated as of May 18, 2009, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee
8-K
4.1
11/7/12
8
4.8
Fifth Supplemental Indenture for 2.625% Notes due 2033, dated as of May 2, 2013, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee, to the Indenture, dated as of May 18, 2009, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee
8-K
4.1
5/1/13
9
4.9
Sixth Supplemental Indenture for 1.000% Notes due 2018, 2.375% Notes due 2023, and 3.750% Notes due 2043, dated as of May 2, 2013, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee, to the Indenture, dated as of May 18, 2009, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee
8-K
4.2
5/1/13
10
4.10
Seventh Supplemental Indenture for 2.125% Notes due 2021 and 3.125% Notes due 2028, dated as of December 6, 2013, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee, to the Indenture, dated as of May 18, 2009, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee
8-K
4.1
12/6/13
11
4.11
Eighth Supplemental Indenture for 1.625% Notes due 2018, 3.625% Notes due 2023, and 4.875% Notes due 2043, dated as of December 6, 2013, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee, to the Indenture, dated as of May 18, 2009, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee
8-K
4.2
12/6/13
12
4.12
Ninth Supplemental Indenture for 1.850% Notes due 2020, 2.375% Notes due 2022, 2.700% Notes due 2025, 3.500% Notes due 2035, 3.750% Notes due 2045, and 4.000% Notes due 2055, dated as of February 12, 2015, between Microsoft Corporation and U.S. Bank National Association, as Trustee, to the Indenture, dated as of May 18, 2009, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as trustee
8-K
4.1
2/12/15
13
4.13
Tenth Supplemental Indenture for 1.300% Notes due 2018, 2.000% Notes due 2020, 2.650% Notes due 2022, 3.125% Notes due 2025, 4.200% Notes due 2035, 4.450% Notes due 2045, and 4.750% Notes due 2055, dated as of November 3, 2015, between Microsoft Corporation and U.S. Bank National Association, as Trustee, to the Indenture, dated as of May 18, 2009, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as trustee
8-K
4.1
11/3/15
14
4.14
Eleventh Supplemental Indenture for 1.100% Notes due 2019, 1.550% Notes due 2021, 2.000% Notes due 2023, 2.400% Notes due 2026, 3.450% Notes due 2036, 3.700% Notes due 2046, and 3.950% Notes due 2056, dated as of August 8, 2016, between Microsoft Corporation and U.S. Bank, National Association, as Trustee, to the Indenture, dated as of May 18, 2009, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as trustee
8-K
4.1
8/5/16
15
4.15
Twelfth Supplemental Indenture for 1.850% Notes due 2020, 2.400% Notes due 2022, 2.875% Notes due 2024, 3.300% Notes due 2027, 4.100% Notes due 2037, 4.250% Notes due 2047, and 4.500% Notes due 2057, dated as of February 6, 2017, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee, to the Indenture, dated as of May 18, 2009, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as trustee
8-K
4.1
2/3/17
16
4.16
Thirteenth Supplemental Indenture for 2.525% Notes due 2050 and 2.675% Notes due 2060, dated as of June 1, 2020, between Microsoft Corporation and U.S. Bank National Association, as Trustee, to the Indenture, dated as of May 18, 2009, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as trustee
8-K
4.1
6/1/20
17
4.17
Fourteenth Supplemental Indenture for 2.921% Notes due 2052 and 3.041% Notes due 2062, dated as of March 17, 2021, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee, to the Indenture, dated as of May 18, 2009, between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as trustee
8-K
4.1
3/17/21
18
4.18
Description of Securities
10-K
6/30/19
4.16
8/1/19
19
10.1*
Microsoft Corporation 2001 Stock Plan
10-Q
9/30/16
10.1
10/20/16
20
10.4*
Microsoft Corporation Employee Stock Purchase Plan
10-K
6/30/12
10.4
7/26/12
21
10.5*
Microsoft Corporation Deferred Compensation Plan
10-K
6/30/18
10.5
8/3/18
22
10.6*
Microsoft Corporation 2017 Stock Plan
DEF14A
Annex C
10/16/17
23
10.7*
Form of Stock Award Agreement Under the Microsoft Corporation 2017 Stock Plan
10-Q
3/31/2018
10.26
4/26/18
24
10.8*
Form of Performance Stock Award Agreement Under the Microsoft Corporation 2017 Stock Plan
10-Q
3/31/2018
10.27
4/26/18
25
10.9
Amended and Restated Officers’ Indemnification Trust Agreement between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as trustee
10-Q
9/30/16
10.12
10/20/16
26
10.10
Assumption of Beneficiaries’ Representative Obligations Under Amended and Restated Officers’ Indemnification Trust Agreement
10-K
6/30/2020
10.25
7/30/2020
27
10.11
Form of Indemnification Agreement and Amended and Restated Directors’ Indemnification Trust Agreement between Microsoft Corporation and The Bank of New York Mellon Trust Company, N.A., as trustee
10-K
6/30/19
10.13
8/1/19
28
10.12
Assumption of Beneficiaries’ Representative Obligations Under Amended and Restated Directors’ Indemnification Trust Agreement
10-K
6/30/2020
10.26
7/30/2020
29
10.14*
Microsoft Corporation Deferred Compensation Plan for Non-Employee Directors
10-Q
12/31/17
10.14
1/31/18
30
10.15*
Microsoft Corporation Executive Incentive Plan
8-K
10.1
9/19/18
31
10.19*
Microsoft Corporation Executive Incentive Plan
10-Q
9/30/16
10.17
10/20/16
32
10.20*
Form of Executive Incentive Plan (Executive Officer SAs) Stock Award Agreement under the Microsoft Corporation 2001 Stock Plan
10-Q
9/30/16
10.18
10/20/16
33
10.21*
Form of Executive Incentive Plan Performance Stock Award Agreement under the Microsoft Corporation 2001 Stock Plan
10-Q
9/30/16
10.25
10/20/16
34
10.22*
Senior Executive Severance Benefit Plan
10-Q
9/30/16
10.22
10/20/16
35
10.23*
Offer Letter, dated February 3, 2014, between Microsoft Corporation and Satya Nadella
8-K
10.1
2/4/14
36
10.24*
Long-Term Performance Stock Award Agreement between Microsoft Corporation and Satya Nadella
10-Q
12/31/14
10.24
1/26/15
37
21
Subsidiaries of Registrant
X
38
23.1
Consent of Independent Registered Public Accounting Firm
X
39
31.1
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
X
40
31.2
Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
X
41
32.1**
Certification of Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
X
42
32.2**
Certification of Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
X
43
101.INS
Inline XBRL Instance Document—the instance document does not appear in the Interactive Data File as its XBRL tags are embedded within the Inline XBRL document
X
44
101.SCH
Inline XBRL Taxonomy Extension Schema
X
46
101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase
X
47
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase
X
48
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase
X
49
104
Cover page formatted as Inline XBRL and contained in Exhibit 101
X
50
*
Indicates a management contract or compensatory plan or arrangement.
51
**
Furnished, not filed
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