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Microbial-driven preterm labour involves crosstalk between the innate and adaptive immune response

Denise Chan; Phillip R. Bennett; Yun S. Lee; Samit Kundu; T. G. Teoh; Malko Adan; Saqa Ahmed; Richard G. Brown; Anna L. David; Holly V. Lewis; Belen Gimeno-Molina; Jane E. Norman; Sarah J. Stock; Vasso Terzidou; Pascale Kropf; Marina Botto; David A. MacIntyre; Lynne Sykes
2022

Abstract

There has been a surge in studies implicating a role of vaginal microbiota in spontaneous preterm birth (sPTB), but most are associative without mechanistic insight. Here we show a comprehensive approach to understand the causative factors of preterm birth, based on the integration of longitudinal vaginal microbiota and cervicovaginal fluid (CVF) immunophenotype data collected from 133 women at high-risk of sPTB. We show that vaginal depletion of Lactobacillus species and high bacterial diversity leads to increased mannose binding lectin (MBL), IgM, IgG, C3b, C5, IL-8, IL-6 and IL-1β and to increased risk of sPTB. Cervical shortening, which often precedes preterm birth, is associated with Lactobacillus iners and elevated levels of IgM, C3b, C5, C5a and IL-6. These data demonstrate a role for the complement system in microbial-driven sPTB and provide a scientific rationale for the development of live biotherapeutics and complement therapeutics to prevent sPTB.

Key points

● We demonstrate that immune activation and a dysregulated immune response involving the lectin mediated pathway, IgM/IgG complex activated classical pathway, and a pro-inflammatory cytokine milieu occurs in microbial-driven spontaneous preterm birth (sPTB)
● Concentrations of mannose binding lectin (MBL), IgG1 and IgG3 increased significantly between 12+0–16+6 and 20+0–24+6 weeks in women who delivered preterm, whereas no statistically significant changes in any mediators of microbial recognition were seen between timepoints in women who delivered at term (Fig. 4a–f)
● We found a significant increase in cervicovaginal concentrations of IL-8, IL-6 and IL-1β in women who were deplete of Lactobacillus spp., or in association with a diverse vaginal microbial composition
● Studies of cervicovaginal MBL in pregnancy are lacking, cervicovaginal fluid (CVF) MBL is increased with vulvovaginal candidiasis[32], and binding has been shown with G. vaginalis in non-pregnant women[33], supporting its role in the recognition of pathogenic organisms
● Local inflammation and/or a high-risk vaginal microbial composition does not always lead to preterm birth (Fig. 10c), we propose that a dysregulated innate and adaptive immune response, bridged by the complement cascade, is what triggers microbial-driven preterm parturition
● There was a significantly higher preterm birth rate, 57% vs. 20%, in the braided group, compared to the monofilament group
● We have demonstrated that the commensal L. crispatus does not activate inflammation, and may be protective against inflammation, which provides a rationale for its use as a vaginal live biotherapeutic product to reduce preterm birth rates

Summary

Introduction The global preterm birth rate is estimated at over 10%1. Preterm birth is the leading cause of neonatal and childhood mortality[2].
There have been limited advances in prediction, prevention, and treatment of spontaneous preterm birth over the last few decades
This is predominantly because it may be due to one of, or a combination of, multiple aetiological factors, yet research studies exploring pathophysiology or therapeutics typically fail to attempt to phenotype cases.
Decades of research has implicated inflammation and infection in the aetiology of a significant proportion of spontaneous preterm births[6], especially those occurring prior to 34 weeks[7].
Recent studies of the pregnancy vaginal microbiota have implicated Lactobacillus dominance and inhibition of pathogen colonisation of the vaginal niche as an important mediator of preterm birth risk.
Lactobacillus depleted, and high diversity vaginal microbiota are associated with an increased risk of PPROM and of sPTB13,14,15,16,17.
The wider implications of these results support the potential for therapeutic modulation of local microbial composition and the immune milieu for the prevention of sPTB
Results This study was focused upon women undergoing clinical surveillance at preterm birth prevention clinics during their pregnancy because of risk factors associated with a higher than usual risk of sPTB.
No statistically significant differences were seen in the concentration of IL-10 (Fig. 3l)
These data demonstrate that a degree of microbial-driven inflammation occurs regardless of outcome, yet preterm delivery is associated with a significantly greater degree of inflammation, alluding to a dysregulated immune response.
Concentrations of mannose binding lectin (MBL), IgG1 and IgG3 increased significantly between 12+0–16+6 and 20+0–24+6 weeks in women who delivered preterm, whereas no statistically significant changes in any mediators of microbial recognition were seen between timepoints in women who delivered at term (Fig. 4a–f).
By mid-pregnancy, in women who were Lactobacillus spp. deplete, preterm delivery was associated with significantly higher concentrations of MBL and IgM compared to women who delivered at term (Fig. 4m, n).
Discussion The authors' study identifies cross-talk between the host innate and adaptive immune response in microbial-driven cervical shortening and sPTB.
The authors report on an increase in microbial mediators of recognition and complement proteins, demonstrating cross-talk between the innate and adaptive immune response in women who deliver spontaneously preterm.
The authors found a significant increase in cervicovaginal concentrations of IL-8, IL-6 and IL-1β in women who were deplete of Lactobacillus spp., or in association with a diverse vaginal microbial composition.
The highest cytokine concentrations were seen in those women with these microbial signatures who subsequently delivered preterm, suggesting excessive innate immune response to specific vaginal microbiota as a potential mechanism leading to untimely activation of parturition in these women.
IgG1 increased during pregnancy in women who delivered preterm, there was no significant difference in concentrations in relation to vaginal microbial composition.
The authors have proposed a potential mechanism involving cross-talk between the innate and adaptive immune response in microbial-driven preterm birth, which could lead to the development of novel therapies for the prevention of preterm birth
Study design Study participants were prospectively recruited from preterm birth prevention clinics from five UK hospitals (Chelsea Westminster Hospital, Edinburgh Royal Infirmary, St Marys Hospital London, Queen Charlottes Hospital, and University College London Hospital) between February 2016 and June 2018.
Metadata was collected at each visit and stored on a secure database
This included maternal age, BMI, ethnicity, past obstetric history, medical history, any interventions for preterm birth including progesterone and cervical cerclage.
Study participants may have required a clinical intervention such as progesterone and/or cervical cerclage to prevent preterm birth.
This included women with cervical shortening on transvaginal ultrasound, defined as a cervical length ≤ 25 mm, and women with a history of cervical insufficiency and/or previous cervical cerclage.
Differences in the immune profiles in Lactobacillus dominant and deplete samples, and between vaginal microbial groups were analysed using the Mann–Whitney U-test or the Kruskal–Wallis test and Dunn’s post hoc multiple comparisons test.
The level of statistical significance was taken as a p-value ≤ 0.05

Introduction

The global preterm birth rate is estimated at over 10%1. Preterm birth is the leading cause of neonatal and childhood mortality[2]. A third of preterm births are medically indicated for maternal or fetal reasons such as preeclampsia or intrauterine growth restriction. The remainder are considered to be spontaneous, with preterm prelabour rupture of fetal membranes (PPROM) preceding 25–30% of cases[3]. Three physiological processes are required for labour: cervical shortening and dilation, uterine contractility and rupture of fetal membranes. In the case of preterm labour, these occur as a result of a pathological process, and each may occur in isolation, conferring a greater risk of preterm birth. Cervical shortening, a prerequisite of cervical dilation, when detected at 24 weeks leads to an almost tenfold increased risk of preterm birth, with ultrasound detection commonly used as a screening tool[4]. PPROM occurs in 3% of all pregnancies, of whom 50–60% will deliver within a week[5]. There have been limited advances in prediction, prevention, and treatment of spontaneous preterm birth (sPTB) over the last few decades. This is predominantly because it may be due to one of, or a combination of, multiple aetiological factors, yet research studies exploring pathophysiology or therapeutics typically fail to attempt to phenotype cases. Increased understanding of aetiology is required to improve patient stratification for targeted therapeutic intervention, and for the development of novel therapeutic strategies.

Methods

Study design

Results

Study cohort This study was focused upon women undergoing clinical surveillance at preterm birth prevention clinics during their pregnancy because of risk factors associated with a higher than usual risk of sPTB. Principal risk factors included previous sPTB, previous PPROM, previous mid-trimester pregnancy loss (MTL), previous large loop excision of the transformation zone of the cervix (LLETZ), or a combination of these. A total of 133 women, recruited from preterm birth prevention clinics in five UK Hospitals, provided a total of 385 cross sectional sampling points, 126 at timepoint A (12+0–16+6 weeks), 133 at timepoint B (20+0–24+6 weeks) and 126 at timepoint C (30+0–34+6 weeks) (Fig. 1). Longitudinal samples were targeted at timepoints A and B, since women who delivered before 30 weeks would fail to meet timepoint C. Longitudinal samples for timepoint A and B were collected in 122 women. sPTB occurred in 37 women (27.82%) < 37 weeks, 21 (15.79%) < 34 weeks, and 4 (3.01%) < 28 weeks. PPROM occurred in 22 (16.54%) women, and complicated 59.46% of preterm births. Cervical shortening occurred in 53 women, 39.85% of the study cohort, and 59.46% of women who had a sPTB. Of the 96 women who delivered at term, 40 women had intervention with cervical cerclage and/or progesterone (term intervention, TI) and 56 had no intervention (term uncomplicated, TU). Cervical cerclage was placed if there was a clinical history suggestive of an insufficient cervix or if the cervical length was found to be ≤25 mm in length on ultrasound scan. While women who delivered at term without intervention were used as a control group, it is acknowledged that our study cohort was predefined as being at high risk of preterm delivery. There was no significant difference in maternal age (p = 0.93), BMI (p = 0.20) or ethnicity (p = 0.09) between women who delivered spontaneously preterm or at term with or without intervention (Supplementary Table 1). No women were diagnosed with a sexually transmitted disease.

Discussion

Our study identifies cross-talk between the host innate and adaptive immune response in microbial-driven cervical shortening and sPTB. To date, most studies exploring the local cervicovaginal immune milieu in the context of sPTB have focused on the innate immune response, and predominantly on the role of Toll-like receptors, cytokines, and chemokines. Elevated cervicovaginal concentrations of cytokines such as IL-8, IL-6 and IL-1β, TNF-α have been consistently reported in women who subsequently deliver preterm[20]. In our study of women at high risk of preterm birth, we demonstrate that this elevation occurs between the early and late second trimester of pregnancy. Furthermore, we report on an increase in microbial mediators of recognition and complement proteins, demonstrating cross-talk between the innate and adaptive immune response in women who deliver spontaneously preterm. Recent studies of the vaginal microbiome in pregnancy have linked increased microbial diversity and the presence of pathobionts with a higher risk of preterm birth[12,14,15,18,21,22,23], while the dominance of the vaginal niche by commensals such as L. crispatus reduces the risk[11,12,18,23,24]. In this study we used amplification of the V1/V2 hypervariable region for metataxonomic analysis and clustered the resulting sequence data using the VALENCIA classifier. Amplification of the V1/V2 regions has been widely used in the study of the vaginal microbiome, including the original Ravel community state type classification study[25]. This approach has the advantage over application of other regions of improved discrimination between species of Lactobacilli, which are the most prevalent genus in the vaginal microbiota. It has the disadvantage of that if a universal forward primer is used, mismatches can lead to under representation of important vaginal bacterial genera including Gardnerella. However, as we have done in this study, this problem can be overcome through the use of a mixed formulation of the 27F forward primer, which has been shown to maintain the rRNA gene ratio of Lactobacillus spp. to Gardnerella spp[26].

Conclusion

In summary, we propose a mechanism whereby the maternal host immune response to vaginal microbiota drives inflammation, cervical shortening, and preterm labour (Fig. 10b). Although local inflammation and/or a high-risk vaginal microbial composition does not always lead to preterm birth (Fig. 10c), we propose that a dysregulated innate and adaptive immune response, bridged by the complement cascade, is what triggers microbial-driven preterm parturition. We have demonstrated that the commensal L. crispatus does not activate inflammation, and may be protective against inflammation, which provides a rationale for its use as a vaginal live biotherapeutic product to reduce preterm birth rates. We have identified the complement system as a potential key player in driving the adverse host–microbial interactions, which provides the rationale for the potential application of complement therapeutics[52], especially if delivered locally. In conclusion, we have proposed a potential mechanism involving cross-talk between the innate and adaptive immune response in microbial-driven preterm birth, which could lead to the development of novel therapies for the prevention of preterm birth.

Funding

This work was funded by the March of Dimes European Preterm Birth Research Centre at Imperial College London and supported by the National Institute of Health Research (NIHR) Imperial Biomedical Research Centre (BRC), NIHR Clinical Lectureship Scheme, and the Genesis Research Trust
A.L.D. is supported by the UCLH NIHR Biomedical Research Centre
S.J.S. is funded by a Wellcome Trust Career Development Fellowship (209560/Z/17/Z). Author information

Participants and statistics

There has been a surge in studies implicating a role of vaginal microbiota in spontaneous preterm birth (sPTB), but most are associative without mechanistic insight. Here we show a comprehensive approach to understand the causative factors of preterm birth, based on the integration of longitudinal vaginal microbiota and cervicovaginal fluid (CVF) immunophenotype data collected from 133 women at high-risk of sPTB. We show that vaginal depletion of Lactobacillus species and high bacterial diversity leads to increased mannose binding lectin (MBL), IgM, IgG, C3b, C5, IL-8, IL-6 and IL-1β and to increased risk of sPTB
Principal risk factors included previous sPTB, previous PPROM, previous mid-trimester pregnancy loss (MTL), previous large loop excision of the transformation zone of the cervix (LLETZ), or a combination of these. A total of 133 women, recruited from preterm birth prevention clinics in five UK Hospitals, provided a total of 385 cross sectional sampling points, 126 at timepoint A (12+0–16+6 weeks), 133 at timepoint B (20+0–24+6 weeks) and 126 at timepoint C (30+0–34+6 weeks) (Fig. 1). Longitudinal samples were targeted at timepoints A and B, since women who delivered before 30 weeks would fail to meet timepoint C
Longitudinal samples were targeted at timepoints A and B, since women who delivered before 30 weeks would fail to meet timepoint C. Longitudinal samples for timepoint A and B were collected in 122 women. sPTB occurred in 37 women (27.82%) < 37 weeks, 21 (15.79%) < 34 weeks, and 4 (3.01%) < 28 weeks. PPROM occurred in 22 (16.54%) women, and complicated 59.46% of preterm births
PPROM occurred in 22 (16.54%) women, and complicated 59.46% of preterm births. Cervical shortening occurred in 53 women, 39.85% of the study cohort, and 59.46% of women who had a sPTB. Of the 96 women who delivered at term, 40 women had intervention with cervical cerclage and/or progesterone (term intervention, TI) and 56 had no intervention (term uncomplicated, TU)
Cervical shortening occurred in 53 women, 39.85% of the study cohort, and 59.46% of women who had a sPTB. Of the 96 women who delivered at term, 40 women had intervention with cervical cerclage and/or progesterone (term intervention, TI) and 56 had no intervention (term uncomplicated, TU). Cervical cerclage was placed if there was a clinical history suggestive of an insufficient cervix or if the cervical length was found to be ≤25 mm in length on ultrasound scan
Alpha-diversity of CST I- L. crispatus was significantly lower than in every other of the seven CSTs, and richness was lower compared to CST II, IV-B and IV-C (Supplementary Fig. 2c, d). Twenty-one women delivered before 34 weeks and 16 women delivered between 34 and 37 weeks. There was a greater proportion of women with either CST III or CST IV at 12+0-16+6 (timepoint A) and 20+0–24+6 weeks (timepoint B) in those who had early-preterm birth (Fig. 2f) compared to late preterm birth (Fig. 2g), with a small increase in CST III and CST IV at timepoint B in the former group
In women with CST IV IL-8, IL-6 and IL-1β were also significantly higher in those who delivered preterm compared to those who delivered at term (Fig. 3i–k). Sample size limited the ability to compare outcome between sub-CST IV-B and IV-C0-4, however, 4 of the 6 women who delivered preterm with CST IV had high relative abundance of G. vaginalis. compared to only 3 of the 9 women who delivered at term (Supplementary Data 2). No statistically significant differences were seen in the concentration of IL-10 (Fig. 3l)
Statistical analysis was performed using a one-sided Wilcoxon matched pairs signed rank test. MBL, IgM, and IgG1-IgG4 concentrations were also compared between samples taken from women who were classed as CST I with CST II–V g–l, n = 385 samples from n = 133 women. The Kruskal–Wallis and Dunn’s multiple comparison’s test was used to determine statistical significance
The Kruskal–Wallis and Dunn’s multiple comparison’s test was used to determine statistical significance. Cervicovaginal concentrations of MBL, IgM, and Ig1-IgG4 were compared between women who delivered preterm or at term in those who were classed as being Lactobacillus deplete (n = 22), or abundant in either VMG 3 (L. iners) (n = 22) or VMG 4 (diverse) (n = 15). CST IV was subdivided into CST IV-B (n = 8), CSTIV-C1 (n = 1), CSTIV-C2 (n = 1) and CST IV-C3 (n = 5) (m–r)
Cervicovaginal concentrations of MBL, IgM, and Ig1-IgG4 were compared between women who delivered preterm or at term in those who were classed as being Lactobacillus deplete (n = 22), or abundant in either VMG 3 (L. iners) (n = 22) or VMG 4 (diverse) (n = 15). CST IV was subdivided into CST IV-B (n = 8), CSTIV-C1 (n = 1), CSTIV-C2 (n = 1) and CST IV-C3 (n = 5) (m–r). Statistical analysis was performed using a one-sided Mann–Whitney test
Statistical analysis was performed using a one-sided Wilcoxon matched pairs signed rank test. C3b, C5, and C5a concentrations were also compared between samples taken from women who were classed as CST I with CST II–V (d–f) n = 385 samples from n = 133 women. The Kruskal–Wallis and Dunn’s multiple comparison’s test was used to determine statistical significance
The Kruskal–Wallis and Dunn’s multiple comparison’s test was used to determine statistical significance. Cervicovaginal concentrations of C3b, C5, and C5a were compared between women who delivered preterm or at term in those who were classed as being Lactobacillus deplete (n = 22), or abundant in either CST III (L. iners) (n = 22) or CST IV (diverse) (n = 15) (g–i). CST IV was subdivided into CST IV-B (n = 8), CSTIV-C1 (n = 1), CSTIV-C2 (n = 1) and CST IV-C3 (n = 5)
Cervicovaginal concentrations of C3b, C5, and C5a were compared between women who delivered preterm or at term in those who were classed as being Lactobacillus deplete (n = 22), or abundant in either CST III (L. iners) (n = 22) or CST IV (diverse) (n = 15) (g–i). CST IV was subdivided into CST IV-B (n = 8), CSTIV-C1 (n = 1), CSTIV-C2 (n = 1) and CST IV-C3 (n = 5). Statistical analysis was performed using a one-sided Mann–Whitney test
This supports a mechanism whereby host–microbial-driven inflammation occurs via activation of the complement cascade in women who deliver preterm. Comparison of the cervicovaginal immune milieu between women with (n = 13) and without (n = 96) cervical shortening between 12+0–16+6 weeks of pregnancy showed increased levels IgM, C5, C5a and IL-6, and lower concentrations of IL-10 in those women with a short cervix (Fig. 7a–e). As microbial-driven inflammation is considered to be an aetiological factor for cervical shortening in a proportion of women, we next examined the interaction between microbial composition, immune mediators and cervical length
The two most common interventions used in women at high risk of preterm birth who are found to have a short cervix in the second trimester of pregnancy are cervical cerclage and vaginal progesterone therapy. Forty women were sampled before and after the insertion of a cervical cerclage. Of these, 21 women received progesterone after insertion of the cervical cerclage and 19 women did not, according to patient or clinician preference. 14 women had braided suture material, and 25 women had monofilament, and in one case it was not possible to obtain information on suture material
Forty women were sampled before and after the insertion of a cervical cerclage. Of these, 21 women received progesterone after insertion of the cervical cerclage and 19 women did not, according to patient or clinician preference. 14 women had braided suture material, and 25 women had monofilament, and in one case it was not possible to obtain information on suture material. Choice of cerclage material depended on either dual participation in the C-STICH trial (a multicentre randomised controlled trial to compare pregnancy outcomes between these two cerclage materials, https://www.isrctn.com/ISRCTN15373349), or was dependent on local standard practice
Cervicovaginal immune mediators were analysed from women pre- and post-cervical cerclage. The type of material was known for 39 women, 14 women received braided cerclage, and 25 women received monofilament. The fold change concentration of mediators of microbial recognition (a), complement proteins (b), and cytokine concentrations (c) between samples pre-cerclage and post-cerclage are compared between women who had braided cerclage (n = 14) and women who had monofilament cerclage (n = 25)
The type of material was known for 39 women, 14 women received braided cerclage, and 25 women received monofilament. The fold change concentration of mediators of microbial recognition (a), complement proteins (b), and cytokine concentrations (c) between samples pre-cerclage and post-cerclage are compared between women who had braided cerclage (n = 14) and women who had monofilament cerclage (n = 25). The percentage of women who delivered preterm with a braided cerclage was compared with the percentage who delivered preterm following a monofilament cerclage (d)
Source data are provided as a Source Data file. The influence of cerclage and cerclage material on immune mediators and vaginal microbial composition was examined more closely in 33 women who delivered preterm who had longitudinal samples at timepoint A and B. Despite most women maintaining stability of microbial composition, there was a significant increase in local production of MBL, C3b, C5a, IL-8, IL-6, and IL-1β following a braided material cerclage (Fig. 9a–i)
In contrast, monofilament insertion was not associated with immune activation (Fig. 9b–i). Of the 73 women who delivered at term with longitudinal samples between the A and B timepoint, five women had a cerclage using braided material, 15 had monofilament and 54 women had no intervention (Supplementary Fig. 6a–i). The microbial composition was relatively stable in each group between timepoints (Supplementary Fig. 6)
An upward trajectory was seen between timepoint A and B in the concentrations of MBL, IgM, C5, C5a, IL-1β (Supplementary Fig. 6b, c, e, f, i) in most women who delivered at term with a braided cerclage material, but a statistically significant increase was seen only in C5a concentrations (Supplementary Fig. 6f). Vaginal microbiota composition (a) and cervicovaginal immune mediators (b–i) were analysed in 34 women who delivered preterm between 12–16 weeks and again between 20–24 weeks. Ten women had a cerclage with braided material and 7 women had a cerclage with monofilament material between timepoints, whereas 16 women had no intervention (a)
Vaginal microbiota composition (a) and cervicovaginal immune mediators (b–i) were analysed in 34 women who delivered preterm between 12–16 weeks and again between 20–24 weeks. Ten women had a cerclage with braided material and 7 women had a cerclage with monofilament material between timepoints, whereas 16 women had no intervention (a). The concentration of MBL (b), IgM (c), C3b (d), C5 (e), C5a (f), IL-8 (g), IL-6 (h), and IL-1β (i) were compared between 12–16 and 20–24 weeks in women who had a braided cerclage, monofilament cerclage and no cerclage
The proportion of women who had an increase in immune mediators were also compared between suture material. Statistical analysis was performed using a one-sided Wilcoxon matched pairs signed rank test and a one-sided Fisher’s exact test, N = 33 women. Source data are provided as a Source Data file
Cerclage material was either monofilament or braided. The choice of cerclage material was based on either randomisation to C-STICH (REC: Cambridgeshire and Hertfordshire, ISRCTN 15373349) or according to local practice. 10 of the 59 (17%) women who received a cervical cerclage were dual participants of the C-STICH study. The BBL™ CultureSwab™ was thawed on ice
CST I was further divided to I-A and I-B sub-CST,CST III was further divided to III-A and III-B sub-CST, and CST IV-C was further divided to IV-C0, IV-C1, IV-C2, IV-C3, and IV-C4 sub-CST. Heatmaps were used to visualise the abundance data - hierarchical clustering with Ward linkage of the top 20 most abundant species. Statistical analyses were performed using Graphpad Prism 9.0.0
While women who delivered at term without intervention were used as a control group, it is acknowledged that our study cohort was predefined as being at high risk of preterm delivery. There was no significant difference in maternal age (p = 0.93), BMI (p = 0.20) or ethnicity (p = 0.09) between women who delivered spontaneously preterm or at term with or without intervention (Supplementary Table 1). No women were diagnosed with a sexually transmitted disease
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Subjects
Abstract
There has been a surge in studies implicating a role of vaginal microbiota in spontaneous preterm birth (sPTB), but most are associative without mechanistic insight. Here we show a comprehensive approach to understand the causative factors of preterm birth, based on the integration of longitudinal vaginal microbiota and cervicovaginal fluid (CVF) immunophenotype data collected from 133 women at high-risk of sPTB. We show that vaginal depletion of Lactobacillus species and high bacterial diversity leads to increased mannose binding lectin (MBL), IgM, IgG, C3b, C5, IL-8, IL-6 and IL-1β and to increased risk of sPTB. Cervical shortening, which often precedes preterm birth, is associated with Lactobacillus iners and elevated levels of IgM, C3b, C5, C5a and IL-6. These data demonstrate a role for the complement system in microbial-driven sPTB and provide a scientific rationale for the development of live biotherapeutics and complement therapeutics to prevent sPTB.
Introduction
The global preterm birth rate is estimated at over 10%1. Preterm birth is the leading cause of neonatal and childhood mortality[2]. A third of preterm births are medically indicated for maternal or fetal reasons such as preeclampsia or intrauterine growth restriction. The remainder are considered to be spontaneous, with preterm prelabour rupture of fetal membranes (PPROM) preceding 25–30% of cases[3]. Three physiological processes are required for labour: cervical shortening and dilation, uterine contractility and rupture of fetal membranes. In the case of preterm labour, these occur as a result of a pathological process, and each may occur in isolation, conferring a greater risk of preterm birth. Cervical shortening, a prerequisite of cervical dilation, when detected at 24 weeks leads to an almost tenfold increased risk of preterm birth, with ultrasound detection commonly used as a screening tool[4]. PPROM occurs in 3% of all pregnancies, of whom 50–60% will deliver within a week[5]. There have been limited advances in prediction, prevention, and treatment of spontaneous preterm birth (sPTB) over the last few decades. This is predominantly because it may be due to one of, or a combination of, multiple aetiological factors, yet research studies exploring pathophysiology or therapeutics typically fail to attempt to phenotype cases. Increased understanding of aetiology is required to improve patient stratification for targeted therapeutic intervention, and for the development of novel therapeutic strategies.
Decades of research has implicated inflammation and infection in the aetiology of a significant proportion of spontaneous preterm births[6], especially those occurring prior to 34 weeks[7]. The concept of ascending bacterial infection and/or inflammation from the vagina through the cervix and into the uterine cavity is widely accepted and is supported by both animal and human studies[8,9]. Recent studies of the pregnancy vaginal microbiota have implicated Lactobacillus dominance and inhibition of pathogen colonisation of the vaginal niche as an important mediator of preterm birth risk. We, and others have identified Lactobacillus crispatus as being especially protective against early onset neonatal sepsis associated with PPROM, cervical shortening and sPTB10,11,12. In contrast, Lactobacillus depleted, and high diversity vaginal microbiota are associated with an increased risk of PPROM and of sPTB13,14,15,16,17.
Despite a large body of evidence supporting the role of vaginal microbiota in sPTB, the mechanism for this remains poorly understood. A cluster of studies have reported associations between Lactobacillus deplete or dysbiotic vaginal microbiota and local inflammation at the cervicovaginal interface in the context of PTB, however, immunophenotyping has been limited to analysing cervicovaginal cytokines, chemokines and β defensin[12,18,19].
In this study, we show how the maternal host immune system responds to healthy commensals and pathobionts, and how this interaction influences the risk of sPTB. We hypothesise that the complement system facilitates cross-talk between the innate and adaptive immunity in response to vaginal microbiota. We demonstrate that immune activation and a dysregulated immune response involving the lectin mediated pathway, IgM/IgG complex activated classical pathway, and a pro-inflammatory cytokine milieu occurs in microbial-driven sPTB. The wider implications of these results support the potential for therapeutic modulation of local microbial composition and the immune milieu for the prevention of sPTB.
Results
This study was focused upon women undergoing clinical surveillance at preterm birth prevention clinics during their pregnancy because of risk factors associated with a higher than usual risk of sPTB. Principal risk factors included previous sPTB, previous PPROM, previous mid-trimester pregnancy loss (MTL), previous large loop excision of the transformation zone of the cervix (LLETZ), or a combination of these. A total of 133 women, recruited from preterm birth prevention clinics in five UK Hospitals, provided a total of 385 cross sectional sampling points, 126 at timepoint A (12+0–16+6 weeks), 133 at timepoint B (20+0–24+6 weeks) and 126 at timepoint C (30+0–34+6 weeks) (Fig. 1). Longitudinal samples were targeted at timepoints A and B, since women who delivered before 30 weeks would fail to meet timepoint C. Longitudinal samples for timepoint A and B were collected in 122 women. sPTB occurred in 37 women (27.82%) < 37 weeks, 21 (15.79%) < 34 weeks, and 4 (3.01%) < 28 weeks. PPROM occurred in 22 (16.54%) women, and complicated 59.46% of preterm births. Cervical shortening occurred in 53 women, 39.85% of the study cohort, and 59.46% of women who had a sPTB. Of the 96 women who delivered at term, 40 women had intervention with cervical cerclage and/or progesterone (term intervention, TI) and 56 had no intervention (term uncomplicated, TU). Cervical cerclage was placed if there was a clinical history suggestive of an insufficient cervix or if the cervical length was found to be ≤25 mm in length on ultrasound scan. While women who delivered at term without intervention were used as a control group, it is acknowledged that our study cohort was predefined as being at high risk of preterm delivery. There was no significant difference in maternal age (p = 0.93), BMI (p = 0.20) or ethnicity (p = 0.09) between women who delivered spontaneously preterm or at term with or without intervention (Supplementary Table 1). No women were diagnosed with a sexually transmitted disease.
Women at high risk of preterm birth due to the presence of risk factors were recruited from preterm birth prevention clinics where cervical length ultrasound scans were performed, and cervical cerclage was placed where indicated. Cervicovaginal samples were taken at three timepoints: A (12–16 weeks), B (20–24 weeks) and C (30–34 weeks). Cervicovaginal fluid was analysed for mediators of inflammation (IL-8, IL-6, IL-1β, IL-10, TNF-α, IFN-γ, GM-CSF, IL-5, IL-4, IL-2, IL-18), complement proteins (C3b, C5 and C5a) and mediators of microbial recognition (MBL, IgM, IgG1-4, and IgA). Bacterial DNA was extracted and microbial composition was determined by next generation sequencing. The spontaneous preterm birth rate was 27.82% < 37 weeks and 15.79% < 34 weeks. Of the whole study population, 39.85% of women were identified with cervical shortening (defined as a cervical l length of ≤ 25 mm), compared to 59.46% of women who delivered preterm and 8.93% of women who delivered at term without intervention. Of the cerclages placed, 45.76% were placed due to a short cervix (ultrasound indicated) and 54.24% were placed prior on the basis of clinical history (history indicated). Monofilament was used in 52.54% and braided suture material was used in 45.76% of cases. There was one case where cerclage material type was not known. Figure created with BioRender.com.
Cervicovaginal fluid (CVF) pro-inflammatory cytokine concentrations were compared at each timepoint between women who delivered preterm, at term without intervention and at term with intervention (Supplementary Fig. 1a–d). A significantly higher IL-8, IL-6, and IL-2 was seen at 20+0–24+6 weeks in women who delivered preterm compared to those delivering at term (Supplementary Fig. 1a, b, d). Longitudinal sampling between 12+0–16+6 and 20+0–24+6 weeks revealed a significant increase in IL-8, IL-6, IL-1β and IL-2 between timepoints in women who delivered preterm, and no change in women who delivered at term without intervention (Fig. 2a–d). In contrast, IL-8 and IL-6 were reduced between timepoints A and B in women who received intervention (Fig. 2a, b). No change in cervicovaginal concentrations of IFN-γ, TNF-α, GM-CSF, IL-18, IL-4, and IL-5 were observed (Supplementary Table 2).
Metataxonomic profiling of vaginal bacteria was performed on 385 swabs generating 11,568,580 high-quality reads with an average read count of 30,048 per sample. Using hierarchical clustering of genera-level relative abundance data, samples were grouped as either Lactobacillus spp. dominant (>75%), 77% of samples, or Lactobacillus spp deplete (≤75%), 23% of samples (Fig. 2e). Both alpha-diversity (Inverse Simpson index) and richness (number of species observed) were significantly higher in Lactobacillus deplete compared to Lactobacillus dominant vaginal microbiota (Supplementary Fig. 2a, b). At species level, seven community state types (CSTs) were identified, four of which were dominated by a single species of Lactobacillus, and three which were not; CST I- L. crispatus (40%), CST II- L. gasseri (12%), CST III -L. iners (26%), CST V -L. jensenii (6%), CST IV-A reflective of high relative abundance of BVAB1 and moderate relative abundance of G. vaginalis (0%), CST IV-B reflective of a high relative abundance of G. vaginalis and low relative abundance of BVAB1 (9%), and CST IV-C reflective of low relative abundances of G. vaginalis, BVAB1 and Lactobacillus spp. (6%)), (Fig. 2e). CST I was further divided to I-A and I-B sub-CST reflective of degree of L. Crispatus dominance, CST III was further divided to III-A and III-B sub-CST reflective of degree of L.Iners dominance, and CST IV-C was further divided to IV-C0 IV-C1, IV-C2, IV-C3 and IV-C4 sub-CST reflective of a an even community with Prevotella spp., Streptococcus spp., Enterococcus spp., Bifidobacterium spp. or Staphylococcus spp., respectively. See Supplementary Data 2 for composition of CSTs and sub-CSTs. Analyses were carried out using the seven community state types, due to none or a small number of samples in sub-CSTs IV -A, CST IV-C0,1,2 and 4. Alpha-diversity of CST I- L. crispatus was significantly lower than in every other of the seven CSTs, and richness was lower compared to CST II, IV-B and IV-C (Supplementary Fig. 2c, d).
Twenty-one women delivered before 34 weeks and 16 women delivered between 34 and 37 weeks. There was a greater proportion of women with either CST III or CST IV at 12+0-16+6 (timepoint A) and 20+0–24+6 weeks (timepoint B) in those who had early-preterm birth (Fig. 2f) compared to late preterm birth (Fig. 2g), with a small increase in CST III and CST IV at timepoint B in the former group. However, no significant differences were seen between early-preterm birth and term birth at timepoint A (Fig. 2h). In contrast, women who delivered at term, but who required an intervention had the greatest proportion of CST III/ CST IV at timepoint A (Fig. 2i), which resolved to become comparable with the uncomplicated term group by timepoint B (Fig. 2h). These results suggest that the microbial composition alone is not sufficient to drive sPTB, with the need for other contributing factors such as the differences in host immune responses to play a role.
When all cases were taken together irrespective of outcome, a Lactobacillus spp. depleted vaginal composition was associated with significantly higher concentrations of IL-8, IL-6, IL-1β and lower IL-10 (Fig. 3a–d). In women who were Lactobacillus deplete, IL-6 and IL-1β were significantly higher by mid gestation in women who delivered preterm compared to those who delivered at term (Fig. 3j, k). Within the CSTs, IL-8 concentrations were significantly higher in CST III and IV-B (but not IV-C), and IL-1β was significantly higher in CST II,III, IV-B and IV-C, regardless of delivery outcome (Fig. 3e–h). In women who had CST III, preterm delivery was associated with higher concentrations of IL-8, IL-6 and IL-1β compared to those who delivered at term (Fig. 3i–k). In women with CST IV IL-8, IL-6 and IL-1β were also significantly higher in those who delivered preterm compared to those who delivered at term (Fig. 3i–k). Sample size limited the ability to compare outcome between sub-CST IV-B and IV-C0-4, however, 4 of the 6 women who delivered preterm with CST IV had high relative abundance of G. vaginalis. compared to only 3 of the 9 women who delivered at term (Supplementary Data 2). No statistically significant differences were seen in the concentration of IL-10 (Fig. 3l). These data demonstrate that a degree of microbial-driven inflammation occurs regardless of outcome, yet preterm delivery is associated with a significantly greater degree of inflammation, alluding to a dysregulated immune response.
Concentrations of mannose binding lectin (MBL), IgG1 and IgG3 increased significantly between 12+0–16+6 and 20+0–24+6 weeks in women who delivered preterm, whereas no statistically significant changes in any mediators of microbial recognition were seen between timepoints in women who delivered at term (Fig. 4a–f). A vaginal microbial composition that was Lactobacillus deplete was associated with higher concentrations of all mediators (Supplementary Fig. 3a–f). CST IV-B was associated with significantly higher concentrations of MBL, IgM and IgG1-4, whereas CST IV-C and CST III were only associated with statistically significant higher concentrations of IgM and IgG2-4. (Fig. 4g–l). By mid-pregnancy, in women who were Lactobacillus spp. deplete, preterm delivery was associated with significantly higher concentrations of MBL and IgM compared to women who delivered at term (Fig. 4m, n). Similarly, those who had CST IV and delivered preterm had higher concentrations of MBL and IgM (Fig. 4m, n), whereas CST III was associated with significantly higher concentrations of IgM (Fig. 4n) and IgG2-4 (Fig. 4p–r). Although CVF IgA and IgE were higher in association with Lactobacillus spp. depletion (Supplementary Fig. 4c, d), there were no significant differences between CST by delivery outcome (Supplementary Fig. 4g, h). Sample size limited the ability to compare outcome between sub-CST IV-B and IV-C, however, compositional data is presented in Supplementary Data 2. These data demonstrate a role for MBL, IgM, and IgG2-4 in determining delivery outcome in microbial-driven PTB.
Cervicovaginal concentrations of MBL, IgM, and Ig1-IgG4 were measured and concentrations compared between 12–16 weeks and 20–24 weeks in women who delivered preterm, term without intervention, and at term following intervention a–f, n = 122. Statistical analysis was performed using a one-sided Wilcoxon matched pairs signed rank test. MBL, IgM, and IgG1-IgG4 concentrations were also compared between samples taken from women who were classed as CST I with CST II–V g–l, n = 385 samples from n = 133 women. The Kruskal–Wallis and Dunn’s multiple comparison’s test was used to determine statistical significance. Cervicovaginal concentrations of MBL, IgM, and Ig1-IgG4 were compared between women who delivered preterm or at term in those who were classed as being Lactobacillus deplete (n = 22), or abundant in either VMG 3 (L. iners) (n = 22) or VMG 4 (diverse) (n = 15). CST IV was subdivided into CST IV-B (n = 8), CSTIV-C1 (n = 1), CSTIV-C2 (n = 1) and CST IV-C3 (n = 5) (m–r). Statistical analysis was performed using a one-sided Mann–Whitney test. Data are presented as median values and interquartile ranges (25th and 75th percentiles). Source data are provided as a Source Data file.
MBL activates the lectin pathway, while IgM/IgG immune complexes activate the classical pathway of the complement cascade. Given the increase observed in these mediators in women who delivered preterm with Lactobacillus depleted vaginal microbiota, or in association with CST III or CST IV, complement proteins C3b, C5 and C5a were measured in CVF. A significant increase in C3b and C5a was seen between 12+0–16+6 and 20+0–24+6 weeks in women who delivered preterm, whereas no significant changes were seen in women who delivered at term (Fig. 5a, c). C3b and C5 were increased in association with Lactobacillus depletion, regardless of outcome (Supplementary Fig. 4g–i). At species level, CST IV-B was associated with higher C3b and C5 concentrations (Fig. 5d, e) and CST IV-C was associated with higher concentrations of C3b (Fig. 5d). Concentrations of complement proteins were therefore compared between women who delivered preterm or at term in those who were Lactobacillus deplete, CST III or CST IV. Concentrations of C3b and C5 were significantly higher in women who were Lactobacillus deplete and delivered preterm, compared to women who delivered at term (Fig. 5g, h). In CST IV, C3b and C5 were significantly higher in women who delivered preterm compared to term, (Fig. 5g, h). Sample size limited the ability to compare outcome between sub-CST IV-B and IV-C, see Supplementary Data 2 for compositional data.
Cervicovaginal concentrations of C3b, C5, and C5a were measured and compared between 12–16 weeks and 20–24 weeks in women who delivered preterm, term without intervention, and at term following intervention (a–c), n = 122. Statistical analysis was performed using a one-sided Wilcoxon matched pairs signed rank test. C3b, C5, and C5a concentrations were also compared between samples taken from women who were classed as CST I with CST II–V (d–f) n = 385 samples from n = 133 women. The Kruskal–Wallis and Dunn’s multiple comparison’s test was used to determine statistical significance. Cervicovaginal concentrations of C3b, C5, and C5a were compared between women who delivered preterm or at term in those who were classed as being Lactobacillus deplete (n = 22), or abundant in either CST III (L. iners) (n = 22) or CST IV (diverse) (n = 15) (g–i). CST IV was subdivided into CST IV-B (n = 8), CSTIV-C1 (n = 1), CSTIV-C2 (n = 1) and CST IV-C3 (n = 5). Statistical analysis was performed using a one-sided Mann–Whitney test. Data are presented as median values and interquartile ranges (25th and 75th percentiles). Source data are provided as a Source Data file.
A positive correlation was seen between concentrations of MBL (Fig. 6a–c) and IgM (Fig. 6d–f), and concentrations of CVF cytokines IL-8, IL-6 and IL-1β in women who were Lactobacillus deplete who delivered preterm. C3b correlated with concentrations of IL-8, IL-6 and IL-1β (Fig. 6g–i), and C5 correlated with IL-6 and IL-1β (Fig. 6j–l). This supports a mechanism whereby host–microbial-driven inflammation occurs via activation of the complement cascade in women who deliver preterm.
Comparison of the cervicovaginal immune milieu between women with (n = 13) and without (n = 96) cervical shortening between 12+0–16+6 weeks of pregnancy showed increased levels IgM, C5, C5a and IL-6, and lower concentrations of IL-10 in those women with a short cervix (Fig. 7a–e). As microbial-driven inflammation is considered to be an aetiological factor for cervical shortening in a proportion of women, we next examined the interaction between microbial composition, immune mediators and cervical length. In women with a short cervix, there was an overrepresentation of CST III (Lactobacillus iners) (Fig. 7f) and increased relative mean abundance (Fig. 7g). This was associated with increased levels of IgM, IgG2, IgG4, complement proteins C3b, C5 and C5a, cytokines IL-6 and IL-1β, and lower concentrations of IL-10 (Fig. 7h–t) in women who developed cervical shortening during their pregnancy. While not all changes reached statistical significance (IgG2, IgG4, C5a and IL-1β, Fig. 7k, m, p, s), a trend in accordance with the hypothesis supports clinical significance. These results demonstrate that a short cervix is associated with local activation of the innate immune response, and that cervical shortening in the presence of Lactobacillus iners is also associated with activation of the adaptive immune response.
The two most common interventions used in women at high risk of preterm birth who are found to have a short cervix in the second trimester of pregnancy are cervical cerclage and vaginal progesterone therapy. Forty women were sampled before and after the insertion of a cervical cerclage. Of these, 21 women received progesterone after insertion of the cervical cerclage and 19 women did not, according to patient or clinician preference. 14 women had braided suture material, and 25 women had monofilament, and in one case it was not possible to obtain information on suture material. Choice of cerclage material depended on either dual participation in the C-STICH trial (a multicentre randomised controlled trial to compare pregnancy outcomes between these two cerclage materials, https://www.isrctn.com/ISRCTN15373349), or was dependent on local standard practice. Nine of the women sampled pre- and post-cervical cerclage were C-STICH study participants, 5 were randomised to monofilament and 4 were randomised to braided suture material.
Local immune mediators were analysed pre- and post-cervical cerclage. There was no difference in cervicovaginal concentrations of mediators of microbial recognition, complement proteins, cytokines, or preterm birth rate between women who did or did not receive vaginal progesterone (Supplementary Fig. 5a–d, respectively). Cervical cerclage using braided material led to a significantly higher fold change in mediators of microbial recognition (Fig. 8a), complement proteins (Fig. 8b) and cytokines (Fig. 8c) following cerclage placement compared to monofilament. There was also a significantly higher preterm birth rate, 57% vs. 20%, in the braided group (Fig. 8d), compared to the monofilament group.
Cervicovaginal immune mediators were analysed from women pre- and post-cervical cerclage. The type of material was known for 39 women, 14 women received braided cerclage, and 25 women received monofilament. The fold change concentration of mediators of microbial recognition (a), complement proteins (b), and cytokine concentrations (c) between samples pre-cerclage and post-cerclage are compared between women who had braided cerclage (n = 14) and women who had monofilament cerclage (n = 25). The percentage of women who delivered preterm with a braided cerclage was compared with the percentage who delivered preterm following a monofilament cerclage (d). Statistical analysis was performed using a one-sided Mann–Whitney test and one-sided Fisher’s exact test. Data are presented as mean and standard deviation. Source data are provided as a Source Data file.
The influence of cerclage and cerclage material on immune mediators and vaginal microbial composition was examined more closely in 33 women who delivered preterm who had longitudinal samples at timepoint A and B. Despite most women maintaining stability of microbial composition, there was a significant increase in local production of MBL, C3b, C5a, IL-8, IL-6, and IL-1β following a braided material cerclage (Fig. 9a–i). A degree of immune activation was seen in women who delivered preterm without intervention, with an increase in C3b, C5a and IL-6 (Fig. 9d, f, h, respectively). In contrast, monofilament insertion was not associated with immune activation (Fig. 9b–i). Of the 73 women who delivered at term with longitudinal samples between the A and B timepoint, five women had a cerclage using braided material, 15 had monofilament and 54 women had no intervention (Supplementary Fig. 6a–i). The microbial composition was relatively stable in each group between timepoints (Supplementary Fig. 6). There was no immune activation seen in women who delivered at term without intervention, and monofilament also appeared to be immunologically inert (Supplementary Fig. 6b–i). An upward trajectory was seen between timepoint A and B in the concentrations of MBL, IgM, C5, C5a, IL-1β (Supplementary Fig. 6b, c, e, f, i) in most women who delivered at term with a braided cerclage material, but a statistically significant increase was seen only in C5a concentrations (Supplementary Fig. 6f).
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