All shareholder actions and meeting minutes.
12/1/2023
Requested from outside counsel
All board actions and meeting minutes.
12/9/2023
Requested from outside counsel
Minutes for 11/15/2021 meeting not drafted
A summary of the vesting schedules of any stock or options subject to vesting.
12/9/2023
Agreements relating to the purchase, repurchase, sale or issuance of securities.
12/10/2023
Agreements relating to voting of securities and restrictive share transfers.
12/22/2023
Current shareholder and optionee lists, including issuance dates and original issuance price
12/9/2023
Not updated for 11/15/2021 grants
Agreements relating to registration rights.
12/16/2023
Shareholder agreements not involving the Company, including any agreement by a shareholder relating to the sale, voting, or transfer of securities of the Company.
12/14/2023
Evidence of qualification or exemption under applicable federal and state blue sky laws.
12/16/2023
Agreements relating to preemptive or other preferential rights to acquire securities.
12/14/2023
Current shareholder and optionee lists, including issuance dates and original issuance price. These lists should include any party who owns securities of the Company or has any rights regarding securities of the Company
5/17/2023
The Company’s current Certificate of Incorporation/Articles of Incorporation, including any amendments thereto.
5/1/2023
Requested from outside counsel
The Company’s current Bylaws.
12/9/2023
Requested from outside counsel
All debt instruments and credit agreements entered into by the Company, including lease financing, which are currently in effect.
12/14/2023
Any guarantees of third party obligations.
12/16/2023
None
Form of Proprietary Information and Invention Agreements signed by past or present employees and consultants. Any documentation relating to the transfer to the Company or any employee of any technology.
12/9/2023
A list of any employees or consultants who have not signed Proprietary Information and Invention Agreements,
12/14/2023
Missing Bess.
Copies of any Proprietary Information and Invention Agreements that contain any exclusions from assignment to the Company.
5/14/2023
Serena excluded invention; to determine if OK.
A list of patents, copyrights and trademarks, and any searches relevant to such items that have been done.
5/9/2023
Any licenses or agreements of any kind with respect to the Company’s or others’ patent, copyright, trade secret or other proprietary rights, proprietary information or technology, other than licenses or agreements pertaining to “off-the-shelf” or standard products.
12/14/2021
All documents and correspondence relating to any pending litigation, threatened litigation, or disputes which could potentially lead to litigation involving the Company, its executive officers or its directors
12/9/2021
Patent troll notice from June 2020.
Any consent decrees, injunctions, judgments, other decrees or orders, settlement agreements or similar matters.
12/14/2023
None
Management, Employees and Consultants
Any agreements, understandings or proposed transactions between the Company and any of its employees, officers, directors, affiliates, or any affiliate thereof, including without imitation, employment agreements, indemnification agreements and any loans or guarantees.
12/16/2023
Management, Employees and Consultants
Consulting contracts.
12/12/2023
Management, Employees and Consultants
Employee benefit and profit-sharing plans, including stock option, stock purchase deferred compensation and bonus plans or arrangements and forms of stock option grants or stock purchase agreements under such plans.
12/14/2023
Management, Employees and Consultants
A list of officers and directors.
12/16/2023
Management, Employees and Consultants
Copies of offer letters.
12/14/2023
3 out for signature
Management, Employees and Consultants
A list and breakdown of all outstanding accrued salary, paid time off, and reimbursable expenses.
12/14/2023
Any reports and studies prepared by the Company or outside consultants on the Company or its subsidiaries’ or affiliates’ business or financial condition.
5/2/2023
Most recent audited financial statements and latest unaudited monthly financial statements.
5/3/2023
Most recent Business Plan, Offering Memorandum or similar document of the Company.
12/9/2023
Any documents indicating environmental liabilities or potential environmental liabilities, including violations of any environmental laws, or agreements for indemnity or remediation of any adverse environmental conditions
12/16/2023
None
Real property leases.
12/16/2023
Capital Lease Agreements.
12/16/2023
None
Standard forms of agreements used by the Company.
12/9/2023
Joint venture and partnership agreements.
12/9/2023
Management, service and marketing agreements.
12/14/2023
Confidentiality and nondisclosure agreements.
12/16/2023
Any other agreements material to the business of the Company, or outside the ordinary course of business.
12/14/2023