Module 1: General requirements for issuers

A. Preamble

Module 1 addresses the general requirements for issuers as set out in the applicable legislation and guidance. As outlined in

3.1. Introduction and framework⁠

, the assessment framework differentiates four thematic areas of regulatory requirements.

Section B. Country Benchmarking - Synopsis provides an overview of the extent to which these thematic areas including their specific sub-dimensions are covered by different regulatory regimes.

Section C. Country Drill-Down provides greater insights into the specific requirements at the jurisdictional level by providing a summary of the key requirements as outlined in the available legislation and guidance. It is important to note that this does not represent an exhaustive view of all requirements. The regulatory documents must be consulted for full details.

Interactive filters are available to tailor the information according to individual preferences. The left hand column under Section 3. Country Drill-Down further provides direct access to the individual country fact sheets for contextual information including the links to the source documents for details on specific requirements.

B. Country Benchmarking - Synopsis

Assessment dimension:

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C. Country Drill-Down

Select country (single choice)

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Select category of regulatory requirement (multiple choice possible)

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Select defined / non-defined items (multiple choice)

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Country-specific contextual info incl. source documents

Dimension

Sub-dimension

Defined in legislative framework

Detailed requirements

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