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(Tintra submission)
Contents
General Introduction
- A - Strategy, business activities and rationale for establishing in the QFC
o A.1 – Executive Summary
o A.2 - Details of relevant market research and identified gaps in the market
o A.3 - Competitor Analysis Undertaken
o A.4 Outline and General Business Description of the Proposed Activities in/from the QFC
§ A.4.1 How it will work / Who it’s for
§ A.4.2 Hub and Spoke Model
§ A.4.3 The Role of Qatar in Tintra’s Operations
§ A.4.5 Products and Services to be Offered
§ A.4.6 Client classifications and Onboarding Process
§ A.4.7 Transaction Diagrams
o A.5 – QFC as the basis for our solution
o A.6 – Operations in Qatar
- B. Group structure, Owners, Shareholders, and Controllers including, close links and other
connections
o B.1 - Controller’s as defined in QFC Regulatory Authority’s General Rules 2005 (GENE)
o B.2 - Controllers’ Diagram
- C. Legal form
o C.1 Legal Structure in Qatar and awareness of home country regulator that the proposed
applicant intends to establish a subsidiary or branch in the QFC.
o C.2 Multiple-regulatory framework
o C.3 Establishment of a branch in the QFC
- D. Financial Resources
o D.1 Forecast balance sheet, profit and loss, and cash flow statements
o D.2 Regulatory and ongoing capital adequacy
- E. Proposed governance framework
o E.1 Details of governing body
o E.2 Corporate Governance Statement
o E.3 Reporting lines and allocation of responsibilities
- F. Risk Management
o F.1 Risk management framework
o F.2 Management of risk appetite
o F.3 Remuneration Policies
o F.4 IT systems and Infrastructure
Compliance and AML arrangements
o G.1 The United Kingdom and the United States
o G.2 The Financial Action Task Force (FATF) Standards
o G.3 How Tintra meets the FSB, G20, and FATF Standards
o G.4 Why does Tintra believe it should be a key driver of address the challenges in financial
services in the least developed countries?
o G.5 KYC and AML in practice at Tintra
o G.6 Dual lane approach to KYC and AML in emerging markets
o G.7 Robust machine learning framework for an efficient and fair AML/KYC process
o G.8 AML strategy
o G.9 Machine learning opportunities in AML
o G.10 KYC strategy
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