Skip to content
Josh Projects
Share
Explore
Due Diligence Documents

icon picker
Restricted Compliance Documents


megaphone

The following documents require Compliance approval before each use.

In order to obtain access to these Restricted Documents, please send an email to detailing the following information:

Name of document you require
Client or Prospect Details
Stage of sale or renewal
Reason/details for the request
Tegus Compliance Program Overview (SHORT)
Use for Prospects/Customers, at initial contact stage, when marketing Compliance Operations at Tegus
Tegus Compliance Program Overview (LONG)
If the “Short” guide is not sufficient, this can be sent to Prospects/Customers
Tegus Due Diligence Report (DDR)
If the Short / Long Overview is not sufficient, this can be requested
Tegus Expert Onboarding Module
Incorporates the Expert Training Content, Expert Screening Questions, and Expert Agreement
Information Security Policy
Explains how our Information Security Program (ISP) is managed
Acceptable Use Policy
Explains the acceptable use of Tegus corporate assets
Business Continuity Policy
Outlines our approach to BCP
Employee Code of Conduct & Ethics
Details the Code of Conduct & Ethics applicable to Tegus personnel
Employee Trading Policy
Details restrictions on Tegus Employees to trade
SOC2 Report
SOC2 Type 2 Report
Penetration Test Report
2023 Penetration Test summary report
Group 1

Want to print your doc?
This is not the way.
Try clicking the ⋯ next to your doc name or using a keyboard shortcut (
CtrlP
) instead.